Microstructure and Performance Comparison of Weld Overlay Cladding Layers on Interchange Rolls After Annealing Treatment
1. Definition and Technical Principles
1.1 Scope of the Technology
This technical entry addresses the post-weld heat treatment—specifically annealing—of weld overlay cladding layers deposited on interchange rolls (also known as clamping rolls or press rolls) fabricated from different substrate materials. The study compares the microstructural evolution and mechanical performance of cladding layers subjected to annealing across various substrate configurations, providing critical data for process qualification and product specification.
1.2 Fundamental Principles
Weld overlay cladding on interchange rolls introduces significant residual stresses, microstructural gradients, and potential defects including cracks, porosity, and unmelted zones. The interfacial region between the substrate and overlay layer experiences complex thermal cycling that can produce brittle phases, columnar dendritic structures, and high dislocation densities. Annealing treatment serves the following metallurgical functions:
- Stress Relief: Reduction of residual thermal stresses that develop during multi-pass weld overlay deposition, preventing delayed cracking and dimensional instability during subsequent machining or service.
- Phase Stabilization: Transformation of metastable phases (e.g., martensite in hardfacing alloys) into tempered or equilibrium structures, improving toughness and reducing cracking susceptibility.
- Grain Refinement: Homogenization of the columnar-to-equiaxed transition zone and reduction of grain anisotropy in the overlay deposit.
- Interface Optimization: Promotion of diffusion bonding at the substrate-overlay interface, enhancing metallurgical adhesion and reducing interfacial brittleness.
- Tempering of Hardfacing Phases: Controlled decomposition of carbide-bearing martensite in Cr-based or Ni-based hardfacing alloys to achieve optimal hardness-toughness balance.
1.3 Metallurgical Basis for Cross-Material Comparison
Interchange rolls are commonly fabricated from carbon steel (e.g., 45#, 50#), low-alloy steel (e.g., 42CrMo, 40CrNiMo), or cast iron substrates. The weld overlay cladding layer—typically composed of Cr-Mo-V hardfacing (e.g., D2, H13), Ni-based alloy (e.g., Stellite 6), or austenitic stainless steel (e.g., 309L/316L)—interacts differently with each substrate during both welding and subsequent annealing. The differential thermal conductivity, coefficient of thermal expansion, and phase transformation behavior between substrate types necessitate material-specific annealing parameters and create distinct microstructural outcomes that must be systematically evaluated.
2. Technical Purpose and Strategic Value
2.1 Process Qualification and WPS Development
This comparative study directly supports the qualification of Welding Procedure Specifications (WPS) for interchange roll cladding applications. By documenting microstructural and mechanical performance across different substrate-overlay combinations under standardized annealing conditions, the company establishes empirical data that validates or refines existing procedures, enabling confident procedure qualification per relevant codes.
2.2 Product Delivery Assurance
Understanding the precise effects of annealing on cladding layer properties allows the manufacturing team to:
- Specify optimal annealing temperatures, soak times, and cooling rates for each substrate-overlay combination
- Predict post-heat-treatment hardness profiles and ensure compliance with customer specifications
- Anticipate and mitigate interfacial cracking risks that could result in product rejection
- Establish repeatable quality baselines for batch production consistency
2.3 Customer Value Enhancement
For end users in steel rolling mills, paper machine manufacturing, and continuous casting operations, interchange rolls require predictable performance over extended service intervals. The comparative annealing data enables the company to provide customers with substantiated recommendations for heat treatment schedules, extending roll life, reducing unplanned downtime, and ensuring consistent clamping performance throughout the roll's operational cycle.
3. Key Process Implementation Points
3.1 Substrate Materials Evaluated
| Substrate Type | Typical Grades | Key Characteristics | Thermal Conductivity (W/m·K) |
|---|---|---|---|
| Carbon Steel | 45#, 50#, Q345B | Lower cost, higher weldability, moderate hardenability | 45–55 |
| Low-Alloy Steel | 42CrMo, 40CrNiMoA | Higher strength, greater hardenability, higher HAZ hardness risk | 35–45 |
| Cast Iron | HT250, QT600 | Graphite structure, lower thermal conductivity, cracking-prone | 30–40 |
3.2 Overlay Cladding Alloys Evaluated
| Overlay Type | Typical Grades | Primary Function | As-Welded Hardness (HRC) |
|---|---|---|---|
| Cr-Mo-V Hardfacing | D2, H13, Cr12MoV | Wear resistance, high hardness | 55–62 |
| Ni-Based Alloy | Stellite 6, Stellite 21, NiCrAlSi | Corrosion + wear resistance | 40–48 |
| Austenitic Stainless | 309L, 316L | Transition layer, corrosion barrier | 22–30 |
| Fe-Ni-Cr Alloy | Colmon 6, Alloy 6 | Transition + wear resistance | 35–45 |
3.3 Annealing Treatment Parameters
The annealing process is the critical variable in this comparative study. Parameters must be tailored based on the combined substrate-overlay system:
| Parameter | Carbon Steel Substrate | Low-Alloy Steel Substrate | Cast Iron Substrate |
|---|---|---|---|
| Annealing Temperature | 550–650°C | 600–700°C | 500–600°C |
| Soak Time | 2–4 hours | 3–5 hours | 2–3 hours |
| Heating Rate | ≤50°C/h | ≤40°C/h | ≤30°C/h |
| Cooling Method | Furnace cool to 300°C, then air cool | Furnace cool to 350°C, then air cool | Furnace cool (full) |
| Preheat Temperature | 200–300°C | 300–400°C | 350–450°C |
3.4 Microstructural Evaluation Criteria
The comparative study evaluates the following microstructural and mechanical indicators post-annealing:
- Hardness Profile: Transverse hardness survey from substrate through overlay (typically at 0.5 mm intervals), measured per ASTM E18 (Rockwell) or ASTM E92 (Vickers). Acceptance requires hardness uniformity within specified limits and no unacceptable softening zones at the interface.
- Microstructural Examination: Optical microscopy and SEM analysis of the weld metal, HAZ, and interface regions. Key observations include grain morphology (columnar vs. equiaxed), carbide distribution and morphology, phase identification (martensite, austenite, tempered martensite, carbide types), and presence of intermetallic compounds.
- Interfacial Bond Quality: Assessment of metallurgical adhesion at the substrate-overlay boundary, including identification of any microcracks, voids, or unmelted regions. The interface should exhibit continuous metallurgical bonding without discontinuities.
- Toughness Assessment: Charpy V-notch testing (ASTM E23) or micro-indentation fracture toughness measurements to evaluate crack propagation resistance in the overlay and interface regions.
- Wear Resistance Correlation: Dry sliding wear tests (ASTM G99) to correlate microstructural changes with tribological performance.
3.5 Key Findings and Comparative Insights
Based on the comparative study methodology, the following general trends are established:
- Carbon Steel Substrates: The overlay layer retains higher hardness post-annealing due to lower substrate carbon content limiting diffusion-driven softening. The HAZ experiences minimal hardness change, and the interface bond quality is generally excellent with no cracking observed at annealing temperatures up to 650°C.
- Low-Alloy Steel Substrates: Higher hardenability results in a wider and harder HAZ. Annealing is more critical for stress relief in these substrates. The overlay layer may experience greater carbon diffusion from the substrate, potentially forming a decarburized zone at the interface. Careful temperature control is essential to prevent over-tempering of the hardfacing alloy.
- Cast Iron Substrates: The graphite morphology and lower thermal conductivity create non-uniform heating during annealing. The interface region is most susceptible to cracking. Lower annealing temperatures and slower heating/cooling rates are mandatory. The overlay layer properties are relatively stable but the substrate HAZ requires careful monitoring for graphitization or pearlite decomposition.
4. Applicable Standards and Acceptance Criteria
4.1 Welding Procedure and Qualification Standards
- GB/T 985.1-2008: Welding procedure qualification test methods—Welding procedures for steel, nickel and their alloys
- GB/T 985.2-2008: Welding procedure qualification test methods—Welding procedures for cast iron
- GB/T 15059-2013: Welding procedure qualification test methods—Welding procedures for austenitic stainless steels
- ASME Section IX: Qualification of welding procedures and welding operators
- ASTM A397/A397M: Standard specification for welding procedure and welder performance qualification for carbon steel, low-alloy steel, and austenitic stainless steel
- NB/T 47014-2011: Qualification of welding procedure specifications for pressure vessels and pressure parts (applicable where rolls incorporate pressure-containing features)
4.2 Heat Treatment Standards
- GB/T 8163-2018: Heat treatment of steel parts—Stress relief annealing
- GB/T 16923-1997: Heat treatment of steel parts—Tempering
- ASTM A923/A923M: Standard specification for post-weld heat treatment of steel weldments
- API 571: Damage mechanisms affecting fixed equipment in the refining industry (for post-weld heat treatment of clad equipment)
- ASME Section VIII Div. 1, UW-40: Post-weld heat treatment requirements
4.3 Material and Testing Standards
- GB/T 11353-2017: Chemical analysis of steel—Spark optical emission spectrometry
- GB/T 229-2020: Charpy impact test method for metals
- GB/T 4340.1-2009: Vickers hardness test for metals
- GB/T 230.1-2018: Rockwell hardness test for metals
- ASTM E18/E18M: Rockwell hardness test
- ASTM E92/E92M: Vickers hardness test
- ASTM E3: Standard guide for the preparation of metallographic specimens
- ASTM E139/E139M: Charpy V-notch impact test
4.4 Non-Destructive Testing Standards
- GB/T 11345-2013: Non-destructive testing of welds—Ultrasonic testing
- GB/T 19872-2005: Non-destructive testing of welds—Magnetic particle testing
- GB/T 6402-2008: Non-destructive testing of welds—Dye penetrant testing
- ASTM E165: Magnetic particle testing
- ASTM E709: Ultrasonic examination of welds
- ASTM E1659: Dye penetrant inspection
4.5 Acceptance Criteria for Annealed Cladding Layers
| Parameter | Acceptance Requirement | Test Method |
|---|---|---|
| Overlay Hardness | Within ±3 HRC of specified value; no zone below minimum specified hardness | ASTM E18 (HRH/HRC) |
| HAZ Hardness | Maximum 380 HV (or per specific WPS); no localized hardening exceeding 450 HV | ASTM E92 (HV) |
| Interface Bond | 100% metallurgical bonding; no cracks, voids, or unmelted zones | Microstructural examination (100x-500x) |
| Overlay Cracks | No transverse or longitudinal cracks exceeding 0.5 mm length | MT/PT per ASTM E165/E1659 |
| Porosity | No clustered porosity; individual pores ≤1 mm diameter | MT/PT; ultrasonic per ASTM E709 |
| Toughness (if required) | Charpy CVN ≥ specified value (typically 27 J at -20°C for low-alloy substrates) | ASTM E23 |
5. Common Risks and Control Measures
5.1 Over-Tempering of Hardfacing Overlay
Risk: Excessive annealing temperature or prolonged soak time causes over-tempering of martensitic hardfacing alloys, resulting in unacceptable hardness loss (e.g., D2 alloy dropping from 60 HRC to below 45 HRC).
Controls: Implement thermocouple-controlled furnace profiles with documented temperature traceability. Conduct hardness verification after every heat treatment cycle. Maintain maximum annealing temperature at or below 650°C for Cr-Mo-V hardfacing overlays. For Ni-based overlays (Stellite), limit to 550°C to prevent excessive grain growth and carbide coarsening.
5.2 Interfacial Cracking During Annealing
Risk: Thermal expansion mismatch between substrate and overlay creates interfacial stresses during heating and cooling that can initiate or propagate existing microcracks.
Controls: Limit heating rate to ≤30°C/h for cast iron substrates and ≤40°C/h for low-alloy steels. Use preheating to reduce thermal gradients. Ensure adequate transition layer deposition (e.g., 309L between carbon steel substrate and Ni-based overlay) to buffer thermal expansion differences.
5.3 Carbon Diffusion and Decarburization
Risk: Prolonged exposure at elevated temperatures promotes carbon diffusion from high-carbon overlay into low-carbon substrate, creating a decarburized zone at the interface with reduced hardness and strength.
Controls: Minimize soak time to the shortest duration achieving stress relief objectives. Use protective atmosphere (N₂ or Ar) during annealing to prevent surface decarburization. Monitor interface hardness profiles on trial coupons before full production runs.
5.4 Grain Coarsening in Overlay
Risk: Excessive temperature exposure promotes grain growth in the overlay weld metal, reducing toughness and potentially causing intergranular cracking during service.
Controls: Perform grain size assessment (ASTM E112) on representative samples post-annealing. Maintain grain size ≥ ASTM No. 6 (fine grain). Implement strict temperature and time controls with furnace calibration verification per NIST-traceable standards.
5.5 Distortion and Dimensional Instability
Risk: Differential thermal expansion during annealing of large-diameter interchange rolls can cause ovality, warping, or dimensional changes that exceed machining allowances.
Controls: Use controlled ramp rates and symmetric furnace loading. Support rolls on appropriate fixtures during heat treatment. Measure dimensional stability (diametral accuracy) before and after annealing per customer specification (typically ≤0.1 mm TIR).
6. Application Across Company Technology Routes
6.1 TIG/MIG Weld Overlay Route
The TIG (GTAW) and MIG (GMAW) weld overlay routes are the primary methods for depositing cladding layers on interchange rolls. The annealing study directly informs the following aspects of these routes:
- WPS Optimization: Comparative data on post-annealing microstructure validates shielding gas selection (Ar, He, Ar+H₂ mixtures), current density, travel speed, and interpass temperature settings that produce overlay microstructures most responsive to subsequent annealing.
- Multi-Pass Strategy: For thick overlay builds (3–8 mm total), the study identifies optimal interpass annealing conditions that prevent cumulative residual stress buildup while maintaining overlay integrity.
- Transition Layer Design: The study demonstrates the effectiveness of 309L or Colmon 6 transition layers between dissimilar substrates and hardfacing overlays, particularly for low-alloy steel substrates where direct hardfacing deposition risks HAZ cracking.
- Post-Weld Treatment Integration: Establishes the window between weld completion and annealing initiation, ensuring no time-dependent cracking occurs before stress relief.
For TIG overlay specifically, the lower heat input and precise arc control produce finer grain structures that respond more uniformly to annealing, typically achieving better hardness uniformity across the overlay cross-section compared to MIG overlay deposits.
6.2 Hydraulic Explosive Bonding Route
While hydraulic explosive bonding is primarily used for permanent metallurgical cladding without melting, the annealing study provides critical reference data for:
- Post-Bonding Stress Relief: Hydraulic explosive bonding introduces significant plastic deformation and residual stresses in both the base and cladding materials. The annealing parameters developed in this study are directly applicable to post-bonding stress relief treatments.
- Interface Characterization: The study's microstructural evaluation methodology (optical microscopy, SEM, EDS) is used to characterize the adiabatic shear zones and interfacial microstructure formed during hydraulic explosive bonding, comparing bond quality across different material combinations.
- Hybrid Cladding Approaches: For interchange rolls requiring both corrosion resistance (achieved by hydraulic explosive bonding of stainless steel cladding) and wear resistance (achieved by subsequent TIG weld overlay of hardfacing), the annealing study defines the optimal thermal cycle that preserves the explosive bond interface while tempering the weld overlay.
- Qualification Data: Provides comparative mechanical property data that supports qualification of hydraulic explosive bonding for interchange roll applications per applicable standards.
6.3 Explosion Welding Route
Explosion welding produces clad plate or roll segments through high-velocity impact bonding. The annealing study contributes to this route in the following ways:
- Post-Weld Heat Treatment Specification: Explosion welding produces highly deformed, work-hardened layers at the interface with complex residual stress states. The annealing study defines temperature and time parameters that relieve these stresses without degrading the explosive bond interface.
- Multi-Layer Cladding Design: For explosion-welded roll segments subsequently receiving TIG weld overlay, the annealing study establishes the thermal budget that accommodates both the explosion bond interface (requiring lower temperatures) and the weld overlay (potentially requiring higher temperatures for stress relief).
- Microstructural Validation: The study's comparison of microstructural outcomes across different substrate materials validates the metallurgical compatibility of explosion-welded interfaces for interchange roll service conditions, including thermal cycling and mechanical loading.
- Process Window Definition: Identifies the temperature range where explosion-welded interfaces maintain bond integrity while achieving stress relief in the substrate and any subsequent weld overlay deposits.
7. Qualification Building and Certification Contributions
7.1 WPS Qualification Support
The comparative annealing study directly contributes to WPS qualification packages required for customer audits and regulatory compliance. The documented microstructural and mechanical data across multiple substrate-overlay combinations establishes the Essential Variables (per ASME Section IX or GB/T 985) that define the procedure's validity range. This includes:
- Base material P-Number groupings
- Filler metal classification and composition ranges
- Heat input limits and preheat/post-heat treatment parameters
- Joint design and geometry constraints
7.2 Quality Management System Integration
The study findings are incorporated into the company's Quality Management System (QMS) per ISO 9001:2015 requirements:
- Documented Information: Annealing parameters, microstructural data, and mechanical test results are maintained as controlled documents with revision history.
- Nonconformance Control: Deviations from established annealing parameters trigger documented corrective action per ISO 9001 Clause 10.2.
- Customer-Specific Requirements: Comparative data enables tailoring of annealing procedures to meet individual customer specifications and acceptance criteria.
- Continual Improvement: Ongoing data accumulation from production annealing cycles feeds back into procedure optimization per ISO 9001 Clause 10.3.
7.3 Industry Certification Readiness
The technical depth of this study positions the company for:
- Pressure vessel and piping component certifications (NB certification per TSG 21-2016)
- API monogram certification for oil and gas industry components
- ASME "U" or "S" stamp qualification for applicable roll components
- ISO 3834-2 welding quality requirement compliance
- Customer-specific supplier qualification programs (e.g., Baosteel, Shagang, CITIC Pacific Special Steel)
8. Practical Implementation Guidelines
8.1 Pre-Annealing Preparation
- Complete all weld overlay deposition passes and verify overlay thickness, geometry, and surface quality per WPS requirements.
- Perform initial NDT (MT/PT) on overlay surface to identify and repair any existing surface defects before annealing.
- Document as-welded hardness profile for comparison with post-annealing results.
- Verify furnace calibration and thermocouple accuracy within ±3°C tolerance.
- Prepare appropriate fixtures to support roll geometry and minimize distortion during thermal cycling.
8.2 Annealing Execution
- Load rolls into furnace with adequate spacing for uniform heat distribution.
- Attach thermocouples to representative locations (overlay surface, substrate interior if accessible, interface region on coupon).
- Execute heating ramp per specified rate (typically 30–50°C/h depending on substrate).
- Maintain soak at specified temperature for calculated duration (based on roll diameter, typically 1 hour per 25 mm of diameter as a minimum).
- Execute controlled cooling per specified profile (furnace cool to transition temperature, then air cool or furnace cool to ambient).
- Document complete thermal cycle with time-temperature trace data.
8.3 Post-Annealing Verification
- Allow rolls to cool to ambient temperature before handling.
- Perform dimensional inspection (diameter, TIR, runout) to verify dimensional stability.
- Conduct transverse hardness survey across overlay, interface, and HAZ regions.
- Perform NDT (MT/PT) on overlay surface to detect any annealing-induced cracking.
- Prepare metallographic samples from representative locations for microstructural examination.
- Compile complete test report documenting all results against acceptance criteria.
- Issue heat treatment certificate with furnace ID, cycle parameters, and test results.
9. Conclusion
The comparative study of microstructure and performance of weld overlay cladding layers on interchange rolls after annealing treatment represents a foundational technical asset for the company's qualification building and product delivery capabilities. By systematically documenting the metallurgical outcomes of annealing across different substrate-overlay combinations, the company establishes a scientifically grounded process framework that ensures consistent product quality, supports regulatory compliance, and delivers measurable value to customers through extended roll service life and reduced operational risk.
This knowledge base directly enables the company to execute complex multi-route cladding projects—combining TIG/MIG weld overlay, hydraulic explosive bonding, and explosion welding—where each technology route requires precisely controlled post-processing to achieve the target performance envelope. The annealing study serves as the critical bridge between cladding deposition and final product qualification, ensuring that the metallurgical integrity of the cladding system is fully realized through appropriate thermal processing.